How to Read an IEP: California

Understanding Parent Concerns, Disability Statements, and Most Recent Asssessments

California IEP Guide: Parent Input and Concerns

What is the parents concerns section of an IEP?

While IEPs are supposed to be created by an IEP team that includes the parent, in reality almost all IEPs are written before the meeting. This box is the one section exclusively reserved for parents, where they can express their concerns, hopes, and goals for the student. Some districts also have additional boxes for parent input, but most just have the one box for parents.

Where is the parent concerns section found?

Variable but towards the beginning of the IEP. Often it is before the present levels section.

How does the section for parent concerns and input vary across states and districts?

Zero variation. Really. This is always titled parent concerns and it is always a stand alone section in an IEP. If you know of an exception to that, let me know but I have never seen one.

What does the IDEA law say about parent concerns and input?

The Individuals with Disabilities Education Act states that IEP teams have to consider the parents’ concerns about their child’s education.

What IDEA says in 34 C.F.R. § 300.324(a)(1):

(1) General. In developing each child’s IEP, the IEP Team must consider—
(i) The strengths of the child;
(ii) The concerns of the parents for enhancing the education of their child;
(iii) The results of the initial or most recent evaluation of the child; and
(iv) The academic, developmental, and functional needs of the child.

Here’s what it looks like on a Fresno IEP. You can see the full IEP from from San Joaquin College of Law here.  

Here is what it looks like on a San Diego IEP.

 

This IEP comes from Voices for Children. See the full IEP here. 

Because the images are hard to read, a transcript is below.

Image 1 (San Diego, CA – Parent Concerns):

Strengths/Preferences/Interests
[REDACTED] enjoys videos involving soft music and soothing images. He will sit for an extended amount of time while these videos are playing. He increasingly enjoys our smartboard activities and will sit for short periods if it is something that interests him. [REDACTED] enjoys technology-driven activities as opposed to paper/pencil ones.

Concerns of parent relevant to educational progress
Parent wants to meet to go over the Behavior Plan to make sure that [REDACTED] behavior needs are being met.


Image 2 (Fresno, CA – Parent Concerns, IEP Section):

IEP Meeting Date: 1/22/15
STRENGTHS / INTERESTS / LEARNING PREFERENCE
Henry is interested in computers.

CONCERNS OF PARENT RELEVANT TO EDUCATIONAL PROGRESS:
(highlighted yellow but blank—no content provided)

 

What do I look for in the IEP to know if it is good?

This should NEVER be filled in prior to the IEP unless there was a long talk between the special education teacher and the parent. If it is, and you a parent, that is a red flag that the IEP is likely to be very sloppy and you should have someone with you at the meeting. It is a bad sign. For folks reading the IEP after a meeting, ideally you should get a sense of what the parents are thinking about. TBH, 99% of these state that the parent wants the student to be successful in school. If you see more than that, just know that you have a great IEP team at your school.

When and how should I get help?

It depends on who you are. If you are a parent, you have the right to show the IEP to anyone you want to get their thoughts on it– and the right to bring someone who has “knowledge or special expertise regarding the child” to the IEP meeting. To learn more about parents’ rights in IEP, visit our page on the rights hidden inside district procedural safeguards.

If you are a teacher at the school and are worried about the quality of the IEP goals, feel out the case manager. If you hit resistance, try meeting with a service provider at the school an administrator, or a special education teacher that you are more comfortable with– but try the case manager first to get a sense of what is going on.

Here is what IDEA says in 34 C.F.R. § 300.321(a)(6) about bringing people to meetings:

‘‘(vi) at the discretion of the parent or the agency,
other individuals who have knowledge or special expertise regarding the child, including related services personnel as appropriate; and
What are the disclaimers?

This website is not a lawyer or an educational advocate. Nothing on this site is, nor is intended to be, legal advice. The information here is for informational purposes only. 

If you are worried about your student or child’s IEP, please reach out to a real, live human.

Many law schools have free educational law clinics for special education. Many larger districts employ ombudsmen to bridge the gap between parents and schools. Many regions and states have parent centers that can help parents connect to other parents and find resources in their community. All of those are free, as is talking through the paperwork with a friend. Educational advocates are often paid professionals with special expertise who can also help. While we are happy to address general questions about the IDEA law or IEP process, please note that any communication via email is for informational purposes only and cannot be treated as legal advice. You can email questions to rose@spedhelper.org.

California IEP Guide: Disability Statement

What is the disability statement?

In most states, the student’s disability is identified in two places. First, on the cover page, it states what the primary (and secondary if relevant) is, like Autism or a learning disability. Then, later in the IEP, there is a statement on how the disability affects the student’s progress in the general education curriculum. In a few places, these are combined, but that is pretty rare. Generally, you look to the front page to get a sense of why the student qualifies for special education and later to understand how it impacts them.  

Here are some examples. In Tennessee, the front page of the IEP states the disability which, for their sample, is an intellectual disability. Then on page 2, right after parent concerns, you get the disability statement which says, “Describe how the student’s disability affects involvement and progress in the general curriculum: Rocio’s ability to master regular classroom academic objectives is markedly delayed. She benefits from small group instruction and repetition to learn skills. She tries to complete various assignments, but struggles doing basic tasks. She is significantly below grade level in her academics. This impacts her mastery of standards and participation in the general education classroom “

In Oregon, the front page of the sample IEP says a learning disability and then after present levels they have the disability statement, which reads; “Describe how student’s disability affects involvement and progress in the general education curriculum has deficits noted above with his writing skills that will need to be addressed through direct instruction and through accommodations and/or modifications in the general classroom to respond to instruction or assessments. difficulties with writing may affect his ability to effectively complete class room assignments, note taking and homework. These difficulties will also impact his ability to convey his thoughts through written words.”

Arizona is a bit odd. It says on the front page of the sample IEP that the child qualifies under OHI, but then there is no separate box for the disability statement. Instead, it is embedded in the present levels and says, “Kyra qualifies as a student with Attention Deficit Disorder-Hyperactive Type (ADHD). She also has co-morbidity of Reactive Attachment Disorder. Due to her inability to self-regulate within the academic setting, This impedes progress without the support and services of special education. Due to this her ability to generalize on her academic performance and one on one testing in the classroom, her environment is greatly impaired. Her ability to self-soothe and regulate, as well as relate to others around her is a weak area for her.” That is the statement of disability– they just don’t have a separate box for it. 

The statement of disability should refer to and explain the primary disability and how it impacts the student’s learning. 

Where is the disability statement found in the IEP?

Split between the front page and the present levels or parent concerns.

How do disability statements vary across districts and states?

Varies in placement, phrasing, and whether or not it can be edited between three year reviews.

What does the IDEA law say about disability statements?

The Individuals with Disabilities Act requires that IEPs contain a statement on how the student’s disability affects the their progress in the curriculum and their participation in general education.

What IDEA says in 34 C.F.R. § 300.320(a)(1)

(1) A statement of the child’s present levels of academic achievement and functional performance, including—
(i) How the child’s disability affects the child’s involvement and progress in the general education curriculum (i.e., the same curriculum as for nondisabled children); or
(ii) For preschool children, as appropriate, how the disability affects the child’s participation in appropriate activities;

Screenshot of an IEP section from California showing the disability statement

This IEP comes from Voices for Children. See the full IEP here. 

Fresno IEP

Screenshot of an IEP section from California showing the disability statement

This IEP comes from San Joaquin College of Law. See the full IEP here

Because the images are hard to read, transcripts from them are below. 

Image 1: Fresno, California IEP Disability Statement

INDICATE DISABILITY/IES Note: For initial and triennial IEPs, assessment must be done and discussed by IEP Team before determining eligibility.

Primary: [REDACTED]
Secondary: [REDACTED] *Low Incidence Disability

☐ Not Eligible for Special Education ☐ Exiting from Special Education (returned to reg. ed/no longer eligible)

Describe how student’s disability affects involvement and progress in general curriculum (or for preschoolers, participation in appropriate activities)
Due to Dx, student requires a classroom that has a low student to teacher ratio, and is language enriched.


FOR INITIAL IEP PLACEMENTS ONLY
Has the student received IDEA Coordinated Early Intervening Services (CEIS) using 15% of IDEA funding in the past two years?
☐ Yes ☑ No


Image 2: San Diego, California IEP Disability Statement

INITIAL OR TRIENNIAL REVIEW ONLY
☑ Eligible: ☐ Yes ☐ No
Primary Disability: Other Health Impaired
Secondary Disability: _______________________

Describe the disability and how that affects involvement and progress in general curriculum (or for preschoolers, participation in appropriate activities):
Henry’s ADHD makes it hard for him to concentrate in the classroom.


TRIENNIAL / REASSESSMENT
The next reassessment is not due prior to the next IEP review date.

What do I look for in the IEP to know if it is good?

You should be able to read this and understand how the disability affects the student’s progress in the curriculum. Note that in NH it can be hard to read these and know how the child is qualifying for special education. That is true in a few other states, but in most it is really clear what the disability is and why it was considered to be academically significant enough to get the student an IEP.

When and how should I get help?

It depends on who you are. If you are a parent, you have the right to show the IEP to anyone you want to get their thoughts on it– and the right to bring someone who has “knowledge or special expertise regarding the child” to the IEP meeting. To learn more about parents’ rights in IEP, visit our page on the rights hidden inside district procedural safeguards.

If you are a teacher at the school and are worried about the quality of the IEP goals, feel out the case manager. If you hit resistance, try meeting with a service provider at the school an administrator, or a special education teacher that you are more comfortable with– but try the case manager first to get a sense of what is going on.

Here is what IDEA says in 34 C.F.R. § 300.321(a)(6) about bringing people to meetings:

‘‘(vi) at the discretion of the parent or the agency,
other individuals who have knowledge or special expertise regarding the child, including related services personnel as appropriate; and
What are the disclaimers?

This website is not a lawyer or an educational advocate. Nothing on this site is, nor is intended to be, legal advice. The information here is for informational purposes only. 

If you are worried about your student or child’s IEP, please reach out to a real, live human.

Many law schools have free educational law clinics for special education. Many larger districts employ ombudsmen to bridge the gap between parents and schools. Many regions and states have parent centers that can help parents connect to other parents and find resources in their community. All of those are free, as is talking through the paperwork with a friend. Educational advocates are often paid professionals with special expertise who can also help. While we are happy to address general questions about the IDEA law or IEP process, please note that any communication via email is for informational purposes only and cannot be treated as legal advice. You can email questions to rose@spedhelper.org.

California IEP Guide: Results of Most Recent Assessments

What is the results of the most recent assessments section on an IEP?

This is a section that isn’t in all IEPs. Many states/districts, however, have a box in the present levels to put in test results. Typically, this is the results of the formal assessments the student took at their three year review or their initial evaluation. You will often see a lot of standard scores, percentiles, and gobbly gook here. Sometimes districts will also include transition assessments done by case managers, class grades, and state test results here as well. 

Because IEPs are written on all areas of student need, present levels sections include information on the student’s physical, socioemotional, development, and communication baseline as well as on their academics. There is a lot of variation in how districts label the various parts of this section but in every single one you should learn about a student’s skills in reading, writing, mathematics, and their overall development. In most districts that means communication, motor skills, and socioemotional skills– but some districts jumble those together and so omit any areas where the student does not have a need. In California, that would have gotten you in trouble on a state audit but in New Hampshire it is pretty standard not to see anything about motor skills in an IEP– so there is some variation state by state.

Arizona, which combines this section with the student strengths, has a nice clean lay out for this section. Click read more to see how Arizona divided up this section in the sub-sections I talked about of communication, academics, and so on. 

Now, take a look at this section of the IEP from the Fresno district in California. They too have a section for communication and motor skills, but academic and functional skills are one sub-section that also includes socioemotional stuff. 

The IEP from Oregon has only two sub-boxes– one for academic performance and one for developmental and functional development. In NH (not shown), there are three boxes– one for academic performance, one for functional, and one for developmental– and no one really has a clue how to figure out what goes in the functional versus developmental boxes! 

You can see that the amount of content in the boxes varies a lot as does their labels but somehow, every single IEP from every single district is trying to provide a holistic picture of the student’s skills.

The filled out examples on the left are helpful to look at to get a sense of how long this section can be– because when I say this is the meatiest section of the IEP, I mean it is the longest!

Where is the most recent assessments section found on an IEP?

If it is in the IEP, and it is often not (some districts put it in a separate document instead because it is long and kinda boring), it will mostly be with the present levels.

How does the most recent assessments section vary across states and districts?

In San Diego, we never ever put this in the IEPs, just in assessment reports. In NH, this information is in every IEP. So your IEPs might have standard scores and gobbly gook– or might not. If it doesn’t, you can always request the assessment report which has the scores in context. If you just don’t like the gobbly gook, get the assessment report. They are MUCH easier to understand!

What does the IDEA law say about including assessment results?

The Individuals with Disabilities Education Act broadly says that in writing a new IEP, the team needs to consider the results of the “most recent evaluations” of a student. Some states have interpreted this as needing a section on the IEP that outlines this information.

What IDEA says in 34 C.F.R. § 300.324(a)(1)

(1) General. In developing each child’s IEP, the IEP Team must consider—
(i) The strengths of the child;
(ii) The concerns of the parents for enhancing the education of their child;
(iii) The results of the initial or most recent evaluation of the child; and
(iv) The academic, developmental, and functional needs of the child.

Here’s what it looks like on a Fresno IEP. You can see the full IEP from from San Joaquin College of Law hereScreenshot of an IEP section from California, Fresno showing evaluations and recent assessmentsScreenshot of an IEP section from California, Fresno showing evaluations and recent assessments 

Here is what it looks like on a San Diego IEP.

Like Fresno, San Diego does state assessment data in every IEP but formal special education assessments are typically in a separate document rather in the annual IEP.

This IEP comes from Voices for Children. See the full IEP here. 

Because the images are hard to read, a transcript is below.

Image 1: (cali-fresno-1-recent-assessments.png)

Other Assessment Data (e.g., curriculum assessment, other district assessment, etc.)
Hearing Date: 11/14/2017 ☐ Pass ☐ Fail ☑ Other Unable to test at school. Hearing eval at CHCC within normal limits.
Vision Date: 11/14/2017 ☐ Pass ☐ Fail ☑ Other Unable to test vision at school. Mother reports vision eval at CHCC normal.

Preadademic/Academic/Functional Skills
Several informal teacher-made assessments, as well as several assessments taken from Unique Learning Systems (ULS) curriculum were administered to ███████ over the course of several days. Sessions were generally less than 10 minutes. After that amount of time, ███████ would lose interest and become slightly agitated.

ULS Assessments:
Picture Match: 10/18
Letter Match: 8/18
Number Match: 11/18
Letter ID: 8/18
Emerging Math: 10/18

Verbal and some physical prompting occurred during these assessments. The scores shown were not accomplished independently by the student. What these scores do indicate is the progress ███████ has made attending to activities. Last year, I attempted to give the same assessments, but ███████ would not attend to them at all. This year, ███████ not only attended to the assessments, but when I would point to the correct answer, he would focus on where I was pointing and touch that answer.


Image 2: (cali-fresno-2-recent-assessments.png)

Smarter Balanced Assessment Consortium (SBAC)
☐ Not Applicable

English/Language Arts Overall
☐ Standard Exceeded ☐ Standard Met ☐ Standard Nearly Met ☐ Standard Not Met
Reading
☐ Above Standard ☐ Near Standard ☐ Below Standard
Writing
☐ Above Standard ☐ Near Standard ☐ Below Standard
Speaking and Listening
☐ Above Standard ☐ Near Standard ☐ Below Standard
Research/Inquiry
☐ Above Standard ☐ Near Standard ☐ Below Standard

Math
☐ Not Applicable

Math Overall
☐ Standard Exceeded ☐ Standard Met ☐ Standard Nearly Met ☐ Standard Not Met
Concepts and Procedures
☐ Above Standard ☐ Near Standard ☐ Below Standard
Problem Solving and Data Analysis
☐ Above Standard ☐ Near Standard ☐ Below Standard
Communication Reasoning
☐ Above Standard ☐ Near Standard ☐ Below Standard

California Alternate Assessments (CAA)
☐ Not Applicable

English Language Arts
☐ Understanding ☐ Foundational Understanding ☐ Limited Understanding
Math
☐ Understanding ☐ Foundational Understanding ☐ Limited Understanding
Science
☐ Understanding ☐ Foundational Understanding ☐ Limited Understanding

Image 3 San Diego

ACADEMIC/READINESS SKILLS

NOT AN AREA RELATED TO SUSPECTED DISABILITY

CST
English/Language Arts ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Math ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Hist./Soc. Science ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Science ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A

CMA
English/Language Arts ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Math ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Hist./Soc. Science ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Science ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A

CAPA
☐ Level I ☐ Level II ☐ Level III ☐ Level IV ☐ Level V ☐ N/A
English/Language Arts ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Math ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A
Science ☐ Advanced ☐ Proficient ☐ Basic ☐ Below Basic ☐ Far Below Basic ☐ N/A

CAHSEE
English/Language Arts ☐ Met ☐ Not Met ☐ N/A
Math ☐ Met ☐ Not Met ☐ N/A

What do I look for in the IEP to know if it is good?

If you are a general education teacher? Avoid it. This is a DENSE jargon section. In actual psychologist reports and formal reports, the assessors include interpretations of the results using English, not jargon. If the results are pasted into the IEP though they are often just numbers with no context or explanation. If you are a dedicate parent or a masochist though, you should read to look for 1) what types of tests were given? For example, if you see a Connor’s, that means folks were looking at ADHD. If you see a WISC, they were looking at cognitive functioning, and so on. 2) how did the student do? Hopefully, there are standard scores or percentiles given. Generally, if you see low scores, it means that is an area of weakness for a student and might appear in their disability statement as something that makes accessing the general education curriculum challenging.

When and how should I get help?

It depends on who you are. If you are a parent, you have the right to show the IEP to anyone you want to get their thoughts on it– and the right to bring someone who has “knowledge or special expertise regarding the child” to the IEP meeting. To learn more about parents’ rights in IEP, visit our page on the rights hidden inside district procedural safeguards.

If you are a teacher at the school and are worried about the quality of the IEP goals, feel out the case manager. If you hit resistance, try meeting with a service provider at the school an administrator, or a special education teacher that you are more comfortable with– but try the case manager first to get a sense of what is going on.

Here is what IDEA says in 34 C.F.R. § 300.321(a)(6) about bringing people to meetings:

‘‘(vi) at the discretion of the parent or the agency,
other individuals who have knowledge or special expertise regarding the child, including related services personnel as appropriate; and
What are the disclaimers?

This website is not a lawyer or an educational advocate. Nothing on this site is, nor is intended to be, legal advice. The information here is for informational purposes only. 

If you are worried about your student or child’s IEP, please reach out to a real, live human.

Many law schools have free educational law clinics for special education. Many larger districts employ ombudsmen to bridge the gap between parents and schools. Many regions and states have parent centers that can help parents connect to other parents and find resources in their community. All of those are free, as is talking through the paperwork with a friend. Educational advocates are often paid professionals with special expertise who can also help. While we are happy to address general questions about the IDEA law or IEP process, please note that any communication via email is for informational purposes only and cannot be treated as legal advice. You can email questions to rose@spedhelper.org.